Skip navigation
 

Patient Consent

 
Patient Consent to examination or treatment
 
It is a general legal and ethical principle that valid consent must be obtained before starting treatment or physical investigation, or providing personal care, for a patient.
 
This principle reflects the right of patients to determine what happens to their own bodies, and is a fundamental part of good practice. A health professional who does not respect this principle may be liable both to legal action by the patient and action by their professional body. Employing bodies may also be liable for the actions of their staff. Case law (“common law”) has established that touching a patient without valid consent may constitute the civil or criminal offence of battery. Furthermore, if health professionals fail to obtain proper and informed consent and the patient subsequently suffers harm as a result of treatment, this may be a factor in a claim of negligence against the health professional involved. Poor handling of the consent process may also result in complaints from patients through the NHS complaints procedure or to professional bodies.
 
The Reference Guide for Consent to Examination and Treatment provides guidance on the law as it is applied to Wales concerning consent to physical interventions on patients. It applies to any health professional whether they are employed by an NHS body and working in a hospital or providing treatment in the community or primary care setting. The document sets out the legal requirements for obtaining valid consent and gives guidance on the circumstances in which treatment may be given to a patient who cannot give his or her valid consent. It should be noted that this guidance is specific to consent for physical interventions on living patients, and the following areas are therefore not included: 
  • participation in observational studies
  • the use of personal information
  • the use of organs or tissue after death
In addition to the Reference Guide, there is a Good Practice in Consent Implementation Guide, which aims to assist NHS organisations promote good practice in the way patients are asked to give their consent to treatment, care or research. It contains a revised version of the model consent policy and updated versions of the four consent forms, together with an accompanying information leaflet - About the consent form.
 
The four consent forms are: 
  • Consent Form 1: for patients able to consent for themselves;
  • Consent Form 2: for those with parental responsibility, consenting on behalf of a child or young person;
  • Consent Form 3: both for patients able to consent for themselves and for those with parental responsibility consenting on behalf of a child/young person, where the procedure does not involve any impairment of consciousness;
  • Consent Form 4: for use where the patient is an adult unable to consent to investigation or treatment.

English and Welsh language versions of the Reference Guide, Implementation Guide, 4 Model Consent Forms and the Patient Information Leaflet are accessible below.   A PowerPoint presentation has also been developed, together with accompanying suggested speaking notes, to help with implementation of the revised gudiance  The presentation sets out the background, new legislation, consultation with the Consent Advisory Group, and explains the main changes to the 2002 guidance.  It is designed to help organisations deliver the training that will be required for staff in their organisations who are involved in the giving of properly obtained and informed consent from patients.

Consent Forms 1, 2 and 4 were revised in March 2013. The new versions, along with a letter from the Deputy Chief Medical Officer for Wales setting out the changes, are available below.

Children and young people’s right to consent in health settings

On 22 April 2013, the Children’s Commissioner for Wales and Welsh Government published a new guide to raise awareness about children and young people’s consent in health settings.  It includes practical guidance on what young people should expect from health professionals, including nurses, doctors and dentists, and outlines their right to be involved in decisions about their health, health care or treatment – a right afforded to them under Article 13 of the UN Convention on the Rights of the Child (UNCRC).  A copy of the guide (in Welsh and English) and accompanying Press Release can be found below.

Documents are sorted by date - Sort by name
Key Documents
More information on Press Release 22 April 2013 - Consent in HealthcarePress Release 22 April 2013 - Consent in Healthcare ([Word File] 37 KB)   24/04/13
More information on Caniatad Ym Maes Gofal Iechyd - Gwybodaeth i Blant a Phobl Ifanc Yng NghymruCaniatad Ym Maes Gofal Iechyd - Gwybodaeth i Blant a Phobl Ifanc Yng Nghymru ([PDF File] 4 MB)   24/04/13
More information on Consent in healthcare - information for children and young people in WalesConsent in healthcare - information for children and young people in Wales ([PDF File] 3 MB)   22/04/13
More information on Letter regarding 2013 revised consent formsLetter regarding 2013 revised consent forms ([PDF File] 116 KB)   27/03/13
More information on Consent Form 1 Guidance for Health ProfessionalsConsent Form 1 Guidance for Health Professionals ([PDF File] 28 KB)   27/03/13
More information on Consent Form 1 English Revised 2013Consent Form 1 English Revised 2013 ([PDF File] 31 KB)   27/03/13
More information on Consent Form 1 Welsh Revised 2013Consent Form 1 Welsh Revised 2013 ([PDF File] 45 KB)   27/03/13
More information on Consent Form 2 Guidance for Health ProfessionalsConsent Form 2 Guidance for Health Professionals ([PDF File] 30 KB)   27/03/13
More information on Consent Form 2 English Revised 2013Consent Form 2 English Revised 2013 ([PDF File] 26 KB)   27/03/13
More information on Consent Form 2 Welsh Revised 2013Consent Form 2 Welsh Revised 2013 ([PDF File] 34 KB)   27/03/13
More information on Consent Form 4 Bilingual Revised 2013Consent Form 4 Bilingual Revised 2013 ([PDF File] 140 KB)   27/03/13
More information on Patient Information Leaflet - About the consent formPatient Information Leaflet - About the consent form ([Word File] 46 KB)   27/03/13
More information on Ynglŷn â’r ffurflen ganiatádYnglŷn â’r ffurflen ganiatád ([Word File] 42 KB)   27/03/13
More information on Reference Guide for Consent to Examination or TreatmentReference Guide for Consent to Examination or Treatment ([Word File] 292 KB)   27/03/13
More information on Good practice in consent: implementation guide - consent to examination or treatmentGood practice in consent: implementation guide - consent to examination or treatment ([Word File] 410 KB)   27/03/13
More information on Canllaw Cyfeirio ar Gael Caniatâd i gynnal Archwiliad neu Ddarparu TriniaethCanllaw Cyfeirio ar Gael Caniatâd i gynnal Archwiliad neu Ddarparu Triniaeth ([Word File] 220 KB)   27/03/13
More information on Arweiniad gweithredu arferion da o ran caniatâd:Arweiniad gweithredu arferion da o ran caniatâd: ([Word File] 444 KB)   27/03/13
More information on ffurflen ganiatâd 3ffurflen ganiatâd 3 ([Word File] 33 KB)   27/03/13
More information on Consent Form 3Consent Form 3 ([Word File] 34 KB)   27/03/13
More information on Letter to Medical Directors - Ombudsman's report 13 July 2011Letter to Medical Directors - Ombudsman's report 13 July 2011 ([Word File] 204 KB)   04/08/11
More information on Consent Presentation LetterConsent Presentation Letter ([Word File] 115 KB)   02/04/09
More information on Consent PresentationConsent Presentation ([Powerpoint File] 484 KB)   02/04/09
More information on Consultation ReportConsultation Report ([Word File] 69 KB)   10/06/08
More information on WHC(2008)10: Patient Consent to Examination and Treatment – Revised GuidanceWHC(2008)10: Patient Consent to Examination and Treatment – Revised Guidance ([Word File] 238 KB)   10/06/08
More information on WHC(2008)36: Good Practice in Consent Implementation Guide: consent to examination or treatmentWHC(2008)36: Good Practice in Consent Implementation Guide: consent to examination or treatment ([Word File] 142 KB)   10/06/08


Last updated: 24/04/2013